2021 Crisis Fund Guidelines
1. Crisis Fund overview
The Start Strong Capital Works Grant Program aims to improve access to preschool by creating additional community preschool places in areas of need and demand across the state.
The Crisis Fund supports the maintenance and/or creation of community preschool places where there is an immediate and/or urgent need for capital works in at least one of the following circumstances:
- An existing service is facing closure or relocation due to exceptional or unforeseen circumstances, for example, compulsory acquisition of premises.
- An existing service is impacted by a natural disaster or state of emergency and is required to undertake urgent structural remediation work or to relocate.
- An eligible organisation wants to operate a centre-based community preschool in a remote or very remote area (as per the ARIA index) where access to preschool education is limited or non-existent.
Applications for this grant are received and assessed all year round or until funds are exhausted.
1.1 Purpose and objectives
The Crisis Fund is part of the Start Strong Capital Works Grant Program commitment to increase the number of community preschool places in NSW in areas of need and demand.
The maintenance and/or creation of community preschool places is an expected outcome of a Crisis grant.
Crisis grants must also contribute to the following objectives:
- Maximise the number of community preschool places available.
- Where possible, leverage funds from sources external to the Department, including private finance, charitable donations and grants from state and federal government.
- Ensure the continued operation of the service to deliver community preschool places throughout the ten-year compliance period.
- Support ongoing management of the service in line with applicable regulatory requirements.
1.2 Project completion
Crisis projects must be completed and acquitted within 24 months of the funding agreement being executed. Funding agreements must be signed by an authorised officer in the applying organisation no later than four weeks after receipt.
If you have concerns about these timeframes, please contact the Capital Programs team on firstname.lastname@example.org or 1800 619 113 prior to submitting your application to discuss the timeline of your project. Adjustments to this timeline may be considered where there is evidence of exceptional circumstances. If you don’t think the project will be able to be delivered in this time, you may wish to apply at a later date.
2. What can (and cannot) be funded
The following table lists examples of what the Department does and does not consider to be a crisis for the purpose of the Crisis Fund:
|WHAT IS A CRISIS||WHAT IS NOT A CRISIS|
There are items that you can and cannot include in project cost estimates in your Crisis Fund application. The elements that cannot be funded by the grant must be covered by the service provider or other sources of funding.
|WHAT CAN BE FUNDED BY THE GRANT||WHAT CANNOT BE FUNDED BY THE GRANT|
The Crisis Fund will not fund projects that:
- do not maintain and/or increase community preschool places;
- are located outside NSW;
- are submitted by a for-profit organisation or association, including a sole trader or a Pty Ltd company;
- do not align with the program objectives;
- do not meet the requirements outlined in these guidelines;
- do not meet the assessment criteria;
- have already been completed (i.e. retrospective funding);
- duplicate project elements already funded through another source (i.e. where another grant is funding the same element/s).
The Department reserves the right to consider and fund applications under the Crisis Fund for applicants whose circumstances meet the objectives of the category but do not exactly align with the circumstances outlined in these guidelines, and where the Department is satisfied that there is an immediate and urgent need that has to be addressed in order to maintain and/or increase community preschool places.
3. Who can apply?
To be eligible for funding applicants must:
- be registered or incorporated in NSW;
- be a not for profit organisation or association, or a local government entity; and
- operate or intend operate a community preschool service as an Approved Provider with a valid Service Approval.
For-profit organisations cannot apply for Crisis Fund grant.
Applications will be assessed against the eligibility and merit assessment criteria and will be assessed in two stages:
Stage 1: Expression of Interest
The main purpose of the Expression of Interest (EOI) stage is to assess whether the project meets eligibility requirements and will deliver expected outcomes. Applications will also be assessed individually for high level alignment against the assessment criteria. EOI applicants need to provide high level information against the criteria for this to be conducted (refer to the checklist below).
Only those applicants who meet the eligibility requirements and high level alignment with the assessment criteria will be invited to participate in Stage 2. EOI applications that do not progress to Stage 2 may be redirected to other grant funding streams, where appropriate.
Stage 2: Invitation to apply
Stage 2 is the formal application stage for eligible applications. Applicants are required to complete a detailed application as the basis for seeking final funding approval.
Applications for both stages must be submitted via SmartyGrants by an authorised officer.
The submission of an application at Stage 2 does not guarantee funding. Funding requests will be assessed on a case by case basis in line with these guidelines and may be declined.
Eligible applications will be assessed according to the following assessment criteria:
- Maintenance or increase in the provision of preschool education services as a result of proposed project. Applicants will have to prove the maintenance or increase in preschool places.
- Accessibility and Inclusion. The project will provide and/or improve the provision of a culturally safe and appropriate educational setting for equity children (Aboriginal children, children with disability and additional needs, and children from low income families).
- Capacity and capability for delivery. Applicants need to demonstrate readiness to proceed with the project and capability to deliver their proposal with acceptable or tolerable risks.
- Overall quality and completeness of the application. Applicants need to present a well-developed and comprehensive proposal and put forward a suitable solution to meet the policy objectives of the program.
- Value for money. The cost of the project is within the agreed benchmarks for the funding category and any other attenuating factors that may impact the cost of the project have been considered.
We will review your past performance and assess whether it is likely to have an impact on successful delivery of your project. This will include considering whether you have:
- taken appropriate steps to deliver previous projects funded through the Start Strong Capital Works Grant Program within appropriate timeframes (where appropriate);
- overdue projects funded by the Department and whether extensions have been requested and approved;
- completed projects funded by the Department and whether you have submitted all documentation required to acquit the grant funding, including regular monthly reporting and acquittal within the contracted time frame.; and/or
Poor performance against these factors may result in projects not being recommended for funding or funding withdrawal.
5. Funding conditions
Organisations that receive a grant must:
- agree to the requirements outlined in these guidelines. Failure to do so may result in funding being withheld or an offer of funding being withdrawn;
- agree to a security instrument as a precondition for fudning;
- enter into a Funding Agreement with the Department;
- following the Funding Acknowledgement Guidelines for NSW Government infrastructure grants, including liaising with the Capital Programs team on events such as openings, and erecting signage for projects;
- submit progress reports and required supporting evidence for approval by the Department upon completion of agreed milestones and completion of the project;
- if the project is on a Departmental site, have a licence to operate the service for a ten year period; and
- agree that no additional State funding will be allocated to the proposed project, including where there are cost overruns, and if additional costs arise, they must be met by the applicant.
ECE facilities funded through a Crisis grant must:
- be operated by an organisation that is approved to provide early childhood education services in NSW or that intends to obtain necessary provider approvals. For new providers, grant award will be contingent on provider approval being obtained;
- offer or intend to offer a centre-based community preschool service with a valid service approval;
- operate a community preschool service for at least ten years from when the project is completed. The places funded by this grant must be available to the community as community preschool places for a ten year period; and
- comply with the requirements of applicable state laws and regulations.
Please note that progressing through the submission of a Stage 1 (Expression of Interest) to Stage 2 (Invitation to Apply) and participating in Stage 2 does not guarantee funding.
You must not enter into a contract or commence any works proposed in your application until you have executed Funding Agreement with the Department. Approved applicants that proceed with works prior to executing the Funding Agreement do so at their own risk. The Department will not fund completed projects.
The Funding Agreement cannot be executed or funds paid until a security instrument has been negotiated and executed with the Department. For more information on the security instrument requirements please refer to the Security Instrument Fact Sheet.
Please review the Funding Acknowledgement Guidelines and the Funding Agreement Terms and Conditions (PDF, 375KB) before submitting your application.
These documents will clarify your obligations if you succeed in receiving Capital Works Program funding. They are available on the Department’s website.
All projects are expected to adhere to relevant building guidelines and regulations.
6. Project management requirements
A suitable project manager must be identified at the time of the Stage 2 application and appointed within four weeks of the funding agreement execution.
The name and contact details (email, telephone number, including mobile) of the proposed project manager must be included in the application and confirmed in the Funding Agreement.
For applications with a total project cost of $500,000 or above, applicants will be required to provide evidence of their project managers qualifications and experience in the management of infrastructure projects. Project management costs can be included in the budget for the grant application
Failure to follow these requirements regarding a project manager could ultimately result in the Department withdrawing the funding commitment.
7. Project reporting requirements
As a condition of grant funding, successful applicants must comply with project monitoring and reporting requirements, including:
- submitting milestone progress reports and required evidence when milestones have been met;
- advising the Department in advance of key milestones including architect appointment, design completion, sod turn and construction completion and providing opportunities for public communication of these milestones;
- advising the Department of scope changes (relating to time, cost and project scope) by completing and submitting a variation form;
- attending site inspections, meetings and teleconferences with Department staff or representatives if required; and
- providing copies of building contracts, receipts and/or invoices when requested.
8. Project timeframe extensions
Successful applicants must contact the Department immediately upon identifying that they may not meet the timeframes for project delivery. Applicants will be required to complete a variation form providing detailed evidence that explains the reason for the delay and demonstrates how the project will be completed within the additional time requested.
Timeframe extensions are not guaranteed to be approved. Excessive delays may ultimately result in the Department recommending to the Minister to withdrawing the funding commitment.
9. Service approvals
For all grants provided under the Major Capital Works Fund, you will need to obtain approval for the additional approved places within 12 months of project completion.
For further information on the Approvals Process please visit the Department’s website or contact the Department’s Quality Assessment and Regulation Services on 1800 619 113 (toll free) or by emailing email@example.com.
10. Acquittal requirements
All successful applicants are required to complete the following requirements and submit a Final Works Report to the Department to acquit their funding. The Final Works report must be signed and dated by two authorised representatives and include the following information
- certificate of final completion;
- certificate of occupancy;
- final project expenditure list;
- letter of service approval or evidence that an application to amend service approval has been lodged; and
- photos of completed project.
11. How to apply
Applications (for both Stages) for this grant are received and assessed all year round or until funds are exhausted.
Application forms can be accessed online via SmartyGrants.
Applicants must register to use the SmartyGrants application system. Registration is a free and straightforward process.
For assistance with the online application system, please contact the Smarty Grants Support Desk by phone on (03) 9320 6888 between 9am and 5pm Monday to Friday or email firstname.lastname@example.org. Additional information can be found in the guide and Frequently Asked Questions.
It is strongly recommended that you download the sample application form from SmartyGrants and the Application guide provided on our website as soon as possible so that you become familiar with the information required.
All sections must be completed, and the application form submitted to be considered for funding. Changes can be made to an application any time until it is submitted.
12. Projects on Departmental sites
If you propose to build or upgrade a facility on a public-school site you must have a current licence agreement or lease to operate the service prior to applying for the grant.
For further information in relation to your current licence agreement or lease, please contact Schools Infrastructure NSW on email@example.com.
13. Application checklist
Stage 1: Expression of Interest
Applicants will be required to provide:
- a description and evidence of the crisis situation and its impact on the service/community.
- an outline of the project/works, including a timeline for delivery.
- confirmation of the number of preschool places that will be maintained/created.
- a description of steps taken to source other funding.
- an outline of your project budget and requested funding amount (excluding GST), including provider contribution.
- at least 1 quote obtained in the past 6 months to substantiate your budget.
- confirmation that the project will provide and/or improve the provision of a culturally safe and appropriate educational setting for equity children (Aboriginal children, children with disability and additional needs, and children from low income families).
- confirmation of readiness to proceed with the project, which may include details of site ownership, formal lease or other leasing agreements for the proposed site for a ten year period and support from all affected stakeholders and partners.
- for service providers who want to open a centre-based community preschool in an area classified as remote or very remote as per the ARIA index, evidence that there is limited or no access to preschool education, and that there is need and demand in the area they intend to service.
Applicants will also need to provide evidence of:
- Provider approval or intent to obtain Provider Approval within the required 12 month timeframe.
- Service approval or intent to obtain Service Approval within the required timeframe.
- registration or incorporation in NSW.
- status as not for profit or a local government entity.
Stage 2: Invitation to apply
Applicants assessed as eligible in Stage 1 who are invited to participate in Stage 2 will be required to provide:
- a detailed project plan, risk assessment for your project and expected timeline.
- a project description, including concept/ building design plans and final scope of works.
- an itemised project budget, including the applicant's contribution and additional sources of funding for the project.
- at least 2 quotes obtained in the past 6 months that reflect the final design of the capital works project Applicants should contact the Department if they are unable to obtain 2 quotes. In exceptional circumstances this requirement may be waived.
- confirmation of the number of preschool places that will be maintained/created with the final design of the capital works project.
- description and/or evidence source on how the applicant estimated the number of places to be increased/maintained or to obtain a service approval for the intended number of preschool places in line with regulatory requirements (e.g. floor plans referencing floor space ratios).
- a description and evidence detailing how the project will provide and/or improve the provision of a culturally safe and appropriate educational setting for equity children (Aboriginal children, children with disability and additional needs, and children from low income families).
- evidence that the applicant is able to proceed with the proposed project on the site including, including but not limited to:
- Evidence of site ownership or formal lease or other leasing agreements for the site for a ten year period for centre-based projects.
- Evidence that you have discussed this project with all affected stakeholders (your landlord, Council, committee, etc).
- Evidence that you have discussed the requirement of a security instrument as a precondition for funding with all relevant parties (including your committee, lessor, landlord, SINSW as applicable).
- Information and evidence of other sources of funding, if any, and proof of funds for the provider contribution, if any.
Applicants may request detailed feedback on the outcome of their Stage 1 or Stage 2 applications.
Applicants who have complaints about any aspect of the application and assessment process may submit their issue in writing at: firstname.lastname@example.org.
14. Contact details
For more information about the Start Strong Capital Works Grant Program please contact the Early Childhood Education Programs Directorate by phone or email.
Ph. 1800 619 113