Published enforcement and decision actions

The enforcement actions list provides details of providers and supervisors who have been convicted for offences and had that conviction recorded.

As the regulatory body responsible for the early childhood education and care sector, the department works closely with approved providers and services to ensure they are aware of the requirements of the legislation so as to deliver  safe, high quality and well-regulated education and care services for children.

An approved provider of an education and care service is the person or organisation who is approved to operate the service. The approved provider is ultimately responsible for ensuring that the education and care service complies with legal requirements. A nominated supervisor within an individual service also has some obligations under the law.

The department uses a risk based approach to regulation and conducts monitoring activities as part of that approach. If the department detects a breach of the legislation, it will formally notify the approved provider and will take any necessary and appropriate action to ensure the issues are rectified.

The department is committed to keeping parents, the community and the education and care sector informed about compliance action taken against serious offences through the publication of prosecutions under the National Law.

Visit the Regulatory framework page for information on the laws that apply to your service.

The document Compliance Policy - Early Childhood Education and Care (PDF 719.37KB) sets out the guiding principles for compliance and enforcement and describes the regulatory tools used by the directorate to achieve effective regulatory outcomes.

Enforcement actions

The enforcement actions list provides details of providers and nominated supervisors who have been convicted of, or who have pleaded guilty to, offences under early childhood education and care legislation.

Information will be displayed on the Enforcement Actions list after all court, tribunal or administrative action is finalised and any appeal processes have been concluded.

Provider or individual name

Service name

Date of action

Action taken

Date first posted

Only About Children Pty Ltd (PDF 54.66KB)

Centre based education and care service

19/12/2017

Prosecution

05/02/2018

W K Phillip Pty Ltd (PDF 55.4KB)

Centre based education and care service

21/07/2017

Prosecution

05/02/2018

Joshua Emerton (PDF 53.46KB)

Nominated Supervisor employed by T A Dutton & J C Emerton

21/07/2017

Prosecution

05/02/2018

Pipdol Pty Ltd (PDF 55.32KB)

Centre based education and care service

19/07/2017

Prosecution

05/02/2018

Philip Clark (PDF 54.03KB)

Company Director of Pipdol Pty Ltd

19/07/2017

Prosecution

05/02/2018

Kerrie Ross-Clark (PDF 54.71KB)

Nominated Supervisor employed by Pipdol Pty Ltd

19/07/2017

Prosecution

05/02/2018

G&M Childcare Centres Pty Ltd (PDF 53.58KB)

Centre based education and care service

17/07/2017

Prosecution

05/02/2018

Adriana Caruso (nee Tozzi) (PDF 53.96KB)

Nominated Supervisor employed by G&M Childcare Centres Pty Ltd

17/07/2017

Prosecution

05/02/2018

Karren Green (PDF 53.43KB)

Nominated Supervisor employed by Kidz Klub Pty Ltd

14/07/2017

Prosecution

05/02/2018

Kidz Klub Pty Ltd (PDF 53.37KB)

Centre based education and care service

14/07/2017

Prosecution

05/02/2018

Big Fat Smile Group Limited (PDF 52.4KB)

Centre based education and care service

18/08/2016

Prosecution

22/03/2017

Lan Zhang (PDF 55.34KB)

Nominated Supervisor employed by Big Fat Smile Group Limited

18/08/2016

Prosecution

22/03/2017

Southern Star Inn Pty Limited, Director Julie Kelly (PDF 58KB)

Centre based education and care service

10/08/2015

Prosecution

29/01/2016

Southern Star Inn Pty Limited (PDF 57.87KB)

Centre based education and care service

10/08/2015

Prosecution

29/01/2016

Cubbyhouse Childcare NSW Pty/ Limited (PDF 65.4KB)

Centre based education and care service

21/05/2015

Prosecution

16/10/2015

JoAnne Moore (PDF 77.46KB)

Family day care educator, registered with Bathurst Regional Council

16/02/2015

Prosecution

10/04/2015

Pedro Vargas-Mayorga (PDF 54.5KB)

Nominated supervisor, formerly employed by Cubbyhouse Childcare NSW Pty Limited

26/08/2014

Prosecution

26/02/2015

Ms Miriama Fleur Smith (PDF 64.54KB)

Family day care educator, registered by Jellybeans Family Daycare Pty/ Limited

25/03/2014

Prosecution

13/06/2014

Defendant name suppressed (PDF 105.45KB)

N/A

19/12/2013

Prosecution

28/02/2014

Guardian Early Learning Centres Pty Limited (PDF 78.48KB)

Bubs Child Care Centre

8/04/2013

Prosecution

17/06/2013

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